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SaaS_Declaration_Template Sanchay CRM SaaS declaration_Sept 2025 SaaS Submission format Leegality – SEBI SaaS Declaration_Sept 2025 General InvestWell SaaS Undertaking_Sept 2025 Digio_SaaS Declaration_Sept 2025 Leegality – SEBI SaaS Declaration_Mar 2025 MFU SAAS Declaration_Sep 25
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SEBI PMLA Master Circular 06-06-2024 SEBI Master Circular 06-02-2026 SEBI IA Regulations Revised 25-11-2025 SEBI & BSE Portal Link List and Links of SEBI & BSE Circulars
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Response : CKYC & KRA-KYC – both are mandatory. CKYC is the master of all! and also the latest reform in the securities market! As per Regulation 15(8) an investment advisor shall follow KYC procedure as specified by SEBI from time to time. CKYC is mandatory because of SEBI Circulars dt. July 21, 2016 and […]
Title – Manual For Investment Advisor Applicants View More
Response : According to Section 8 of the IA Regulations A Non- Individual RIA need to maintain Networth of 50 Lakhs Rupees. “Networth” means in your case of Partnership firm: the aggregate value of paid up share capital plus free reserves (excluding reserves created out of revaluation) reduced by the aggregate value of accumulated losses, […]
Can we take Sub-broking licenses in the name of any Partner of AIA. Please also note there will be no fee sharing on our Advisory client part. I have attached one case study, in which the RIA is also into distribution services. Can you please confirm the same and advise us. Below chat is related […]